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SurenderSoni
Calcite | Level 5 SurenderSoni
Calcite | Level 5

FINRA Share Remediation

Posted 09-16-2020 08:10 AM (838 views)

Has anyone worked on FINRA Share remediation concepts - basically the broker dealers will have to refund/remediate charges levied on customer for buying/selling certain Mutual funds. 

 

I am looking for someone who has knowledge around this area and performed some SAS coding as well ?

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  • ‎09-16-2020 08:10 AM
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